At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.
Investor Advice Solutions consists of Schwab Wealth Advisory, Centralized Service & Operations and Wealth Strategies Consulting Group. Schwab Wealth Advisory is a premier, fee based and non-discretionary investment advisory solution providing clients with a personal relationship, specialized service and ongoing advice built on Schwab’s approach to investing. The Centralized Service & Operations group supports Fixed Income and Schwab Wealth Advisory clients as the client facing phone teams. The Wealth Strategies Consulting Group addresses complex wealth management needs of clients through our Planning and Wealth Strategy teams. Additionally, they provide specialized products to meet income generation, risk mitigation, and liquidity needs.
As a Sr. Manager, Sr. Wealth Advisor, you will work with clients to build a comprehensive wealth strategy and provide ongoing advice that aligns with their objectives and adapts to life changes.
We value integrity, open communication, strong market knowledge, and a passion for client service. If you want to work with a firm that is dynamic, client focused, invests in your growth, and values your contributions, consider a career as a Sr. Manager, Sr. Wealth Advisor.
Sr. Manager, Sr. Wealth Advisors work as a fiduciary within Schwab Wealth Advisory, Inc. ("SWAI"), a registered investment advisor and an affiliate of Charles Schwab & Co., Inc.
You will provide ongoing advice to clients via a virtual relationship with the opportunity to visit your assigned market and clients. SWAI’s advice philosophy will enable you to leverage a vast array of holistic wealth management products as you help clients with larger and more sophisticated portfolios and wealth planning needs. In this role you will be responsible for:
Personalized Approach:
Constructing a comprehensive customized portfolio and providing advice that’s designed to meet clients’ individual based on clients’ individual goals and life stages, and adapts to changing needsComplete Wealth Management Strategy:
Developing, implementing and ongoing monitoring of Investment Policy Statements that outline investment goals and objectives, preferences, and risk tolerance based on Schwab investment philosophyExperienced Team:
Ability to develop strong collaborative relationships with Schwab Branch business partners and financial planners as you maintain and grow an assigned practice of high-net worth clientsYou will have the tools, resources, and support to succeed in a portfolio management environment. Specifically:
Client relationship management software to enable flawless client interactionsFinancial Planning software designed for customized client focused portfolio solutionsAccess to third party and proprietary research to support the advice recommendationsOngoing training and commitment to your professional development What you haveWe place a premium on high performance, quality service and the ability to execute the SWAI strategy. Essential skills include:
CWS® or CPWA designation requiredCFP® or CFA designation requiredActive and valid FINRA Series 7 license required (may consider a 90 day condition of employment based on specific industry experience)Active and valid FINRA Series 66 license required (may be obtained within the first 120 days of employment)Bachelor’s degree requiredFive or more years advisory experience requiredSeven or more years in the financial services industry working directly with clients highly preferred
Please note; as part of the selection process for this position, internal applicants may be asked to submit to an updated credit and CRD background screening.
In addition to the salary range, this role is eligible for bonus or incentive opportunities.
Options Apply for this jobApplyShareRefer a friendRefer Sorry the Share function is not working properly at this moment. Please refresh the page and try again later. Share on your newsfeed Why work for us?Own Your Tomorrow embodies everything we do! We are committed to helping our employees ignite their potential and achieve their dreams. Our employees get to play a central role in reinventing a multi-trillion-dollar industry, creating a better, more modern way to build and manage wealth.
Benefits: A competitive and flexible package designed to empower you for today and tomorrow. We offer a competitive and flexible package designed to help you make the most of your life at work and at home—today and in the future. Application FAQs
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