The Asset and Electronic Communication Supervision team is responsible for the oversight and supervision of client and branch activity related to asset-based disclosures and reports, branch and home office electronic communications, and records management and production. This position would be responsible for leading a team of Field Supervision Directors (FSDs) and Field Supervision Officers who provide compliance support to our branch offices and internal departments. This position would also serve as a subject matter expert for Social Media supervision.

What You'll Do:Oversee the performance of a Field Supervision Asset and Electronic Communications Supervision TeamUtilize expertise of firm compliance policies and industry regulations to strategically direct complex, supervisory and non-supervisory work. Complete risk oversight(s) of principals and other associates, evidenced in supervisory records, to ensure reasonable supervision is in alignment with firm and regulatory policies and procedures.Establish performance expectations to ensure supervision is reasonable, timely, and in the best interest of the clientAttract, retain, and develop a diverse team to meet current and future business goalsMentor and coach team on identifying trends and patterns in branch and client activity while influencing next steps in progressive review and supervision.Engage associates to foster a growth mindset by supporting the planning and execution of a purposeful development planManage and implement complex projects to ensure firm business and supervision evolve with operational and regulatory demandsFoster constructive partnerships by influencing and positively impacting discussions as a key judgment maker with Branch Teams and various stakeholders across the firm.Represent the firm as a mentor within the department and represent the firm during industry conferences, legal proceedings, and regulatory matters.Enforce and assist in establishing and maintaining firm Written Supervisory Procedures (WSPs)