VP RC CIB and GPB Thailand
GCB5
Some careersgrow faster than others.
If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
Offering a diverse range of skills and jurisdictional experience across the full range of countries and territories in which our businesses operate.
We are now inviting qualified individuals to join the team in this specific role.
Summary of the role
Primarily to support Wholesale Bankings, Market Securities Services, and Global Private Banking, to maintain an effective control framework and to ensure compliance with all relevant external laws and regulations, internal codes and policies and good market practices.
Co-ordinate and manage several complex projects
Provide advisory services to business in order to ensure clear understanding of compliance risk exposure with respect to clients, transactions and products.
To exercise risk steward challenge, act as independent trusted advisory in governance forums, issue management, fostering a compliance culture and optimizing relations with risk owners and control owners.
To stay at the forefront of key regulatory changes for the country to ensure proactive communication with business and develop appropriate policy and framework to manage the changes.
Act in an advisory role/influence the direction of own discipline
Understand functional risks in own functional area and monitor team adherence to policies
Principal responsibilities
Impact on the Business
Protect and safeguard HSBC Bangkok ("BKH") from losses and damages resulting from compliance risks
Enhance productivity and efficiency of BKH while being in full compliance
Contribute to the growth of the businesses
Broaden and deepen relationship with high level regulators and competent authorities
Customers/ Stakeholders
Manage BKH’s compliance mechanism to ensure that BKH conduct its business in accordance with applicable, compelling regulations
Assist business in providing a and solutions in conjunction to the business growth agenda, e.g. new products and services
Leadership and Teamwork
Provide input on BKH strategic direction and be a role model of professional standard for BKH staff
Leading to build a strong cross functional team
Operational Effectiveness and Control
Ensure robust processes of compliance strategy and policy are in place
Perform the review and challenge on compliance related risks and controls
Monitor effectiveness of the implementation of audit recommendation
Implement the Group Compliance policy locally by managing compliance risk in liaison with the Global Compliance Officer, Regional Compliance Officer, or Area Compliance Officer, ensuring adequate compliance resources are in place and training is provided, fostering a compliance culture and optimising relationship with regulators
VP RC CIB and GPB Thailand
GCB5
Some careersgrow faster than others.
If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
Offering a diverse range of skills and jurisdictional experience across the full range of countries and territories in which our businesses operate.
We are now inviting qualified individuals to join the team in this specific role.
Summary of the role
Primarily to support Wholesale Bankings, Market Securities Services, and Global Private Banking, to maintain an effective control framework and to ensure compliance with all relevant external laws and regulations, internal codes and policies and good market practices.
Co-ordinate and manage several complex projects
Provide advisory services to business in order to ensure clear understanding of compliance risk exposure with respect to clients, transactions and products.
To exercise risk steward challenge, act as independent trusted advisory in governance forums, issue management, fostering a compliance culture and optimizing relations with risk owners and control owners.
To stay at the forefront of key regulatory changes for the country to ensure proactive communication with business and develop appropriate policy and framework to manage the changes.
Act in an advisory role/influence the direction of own discipline
Understand functional risks in own functional area and monitor team adherence to policies
Principal responsibilities
Impact on the Business
Protect and safeguard HSBC Bangkok ("BKH") from losses and damages resulting from compliance risks
Enhance productivity and efficiency of BKH while being in full compliance
Contribute to the growth of the businesses
Broaden and deepen relationship with high level regulators and competent authorities
Customers/ Stakeholders
Manage BKH’s compliance mechanism to ensure that BKH conduct its business in accordance with applicable, compelling regulations
Assist business in providing a and solutions in conjunction to the business growth agenda, e.g. new products and services
Leadership and Teamwork
Provide input on BKH strategic direction and be a role model of professional standard for BKH staff
Leading to build a strong cross functional team
Operational Effectiveness and Control
Ensure robust processes of compliance strategy and policy are in place
Perform the review and challenge on compliance related risks and controls
Monitor effectiveness of the implementation of audit recommendation
Implement the Group Compliance policy locally by managing compliance risk in liaison with the Global Compliance Officer, Regional Compliance Officer, or Area Compliance Officer, ensuring adequate compliance resources are in place and training is provided, fostering a compliance culture and optimising relationship with regulators
Requirements
Significant leadership experience and a strategic thinker
Excellent communication and inter-personal skills, with experience of dealing with executives at all levels including the capacity to articulate the case for risk management and policy in the language of business
Ability to develop practical, cost effective solutions to complex issues
Experience of dealing with regulatory matters and confident interaction with Regulators
Experience of interpreting and analysing a large volume of information and/ or data and provide succinct summary for management
Experience of working within a matrixed environment preferred including reporting internationally
Ability to lead change in Thailand, contributing to joining up with the other teams in Risk and Compliance and Business globally
Requirements
Significant leadership experience and a strategic thinker
Excellent communication and inter-personal skills, with experience of dealing with executives at all levels including the capacity to articulate the case for risk management and policy in the language of business
Ability to develop practical, cost effective solutions to complex issues
Experience of dealing with regulatory matters and confident interaction with Regulators
Experience of interpreting and analysing a large volume of information and/ or data and provide succinct summary for management
Experience of working within a matrixed environment preferred including reporting internationally
Ability to lead change in Thailand, contributing to joining up with the other teams in Risk and Compliance and Business globally