Are you an aspiring Financial Advisor who wants the training & support to jumpstart your wealth management career? Are you someone who is driven to succeed and thrives in a fast-paced environment? Are you passionate about having an impact in people’s lives? Do you hold your SIE or plan to complete your SIE in the near future?

If yes, then we are looking for someone like you to join our Workplace Wealth Advisor Program in January 2025.

Your development matters.

The UBS Wealth Advice Center will offer you the opportunity to:

• develop professionally through an extensive paid training program led by a team of experienced professionals
• acquire your Series 7 & Series 66 FINRA Licenses
• complete your corporate stock benefit consultant designation & build expertise in equity compensation to help participants get the most out of there awards and make more informed financial decisions
• obtain your Certified Financial Planner (CFP) designation, the standard of excellence in financial planning, as part of our tuition reimbursement program
• build and deepen relationships with existing workplace wealth participants by providing them with an exceptional client experience
• launch a successful career in a growing wealth management business with strong earning potential and career advancement

You will:

• service and educate our equity plan participants across 150+ different corporate clients via inbound and outbound calls
• solve problems and investigate/resolve a wide variety of issues and requests that include gathering additional information, setting expectations, and working with other business partners to fulfill client requests
• educate participants on their equity compensation awards including stock options, ISOs and NSOs, restricted stock, restricted stock units, stock appreciation rights, and Employee Stock Purchase Plans
• engage in broad 'discovery' conversations to identify an individual's specific financial needs via a consultative approach
• use our financial planning process to gain a full understanding of our clients’ situation and recommend all appropriate solutions when applicable; including but not limited to investments, banking services, digital tools, & managed solutions
• be responsible for establishing and onboarding new wealth management relationships through our various workplace channels